Applicable text

Although similar, the rules applicable to priority for standard European applications are those of the EPC (A87 EPC) and not those of the Paris Convention (A4 Paris Convention) (J15/80).

For Euro-PCT applications, the PCT must be applied (A150(2) EPC), which explicitly refers to the Paris Convention (A8.2.a PCT) or more precisely to its latest version (i.e., the Stockholm Act).

Claims and priority correction

To learn how to claim and correct a priority, please refer to: filing requirements.

Substantive conditions to be met

Persons who may claim priority

Any person

In principle, any person may claim priority, whether or not that person is domiciled in a member state.

Limitation

However, this does not mean that there are no conditions for claiming priority.

The only persons who may claim priority are (A87(1) EPC):

  • the applicant of the earlier application;
  • their successor in title.

It is worth noting that for a long time, the EPO required additional conditions such as a written assignment, identity of applicants, an assignment prior to the priority claim, etc. However, the decisions of the Enlarged Board of Appeal G1/22 and G2/22 have reversed this trend: the right to claim priority is presumed to exist as soon as the formal conditions for claiming priority are met.

The presumption is rebuttable, with the burden of proof resting on the party contesting the validity of the priority, but that party must submit serious factual evidence.

Special case of a priority assignment

Principle

It may happen that a person assigns the initial application along with its priority right (e.g., filing of a US provisional application by inventors, T407/15).

Law applicable to the assignment

To assess the validity of the assignment, reference must be made to the national law applicable to the assignment (and not the law of the country of filing of the initial application) (T0517/14): however, the EPO case law has not established the rule for determining this applicable law (good luck with that).

In particular, there is no reason for A72 EPC (which prescribes a written assignment for a patent application) to apply to an assignment of the priority right (T0517/14): the assignment may well be oral if the national law permits it.

Thus, the specific case must be analyzed to determine the applicable law. For example, this may be:

  • the law of the employment contract for an assignment between an employee and an employer;
  • the law chosen by the parties at the time of signing the assignment agreement.
Even more specific case: a partial assignment of the right of priority

It appears entirely possible to assign only part of the right of priority (T969/14).

Thus, if an application contains two inventions (i.e., A and B), it is possible to assign A while retaining the benefit of B for oneself.

If, unfortunately, the assignee files a patent application covering A and a portion of B, they will indeed have the priority date for A but only the filing date for B (T969/14).

Applications allowing a priority claim

Nature of applications

The A87(1) EPC specifies that the application may be:

  • a patent application,
  • a utility model application, or
  • a utility certificate application.

Industrial design applications (Geschmacksmuster) are excluded from this right (G3/93, J15/80, Guidelines A-III 6.1).

Origins of applications

The priority application must have been filed:

  • in a State party to the Paris Convention (A87(1)(a) EPC);
  • in a WTO member (A87(1)(a) EPC, since December 13, 2007, noting that a WTO member is not necessarily a State);
  • before the EPO (« in or for, » A87(1) EPC) and A87(2) EPC, since the EPC is a bilateral agreement (Guidelines A-III 6.2).

Although it is possible to provide for certain agreements with countries not complying with these rules to extend this right (A87(5) EPC), no communication has been made to date (Guidelines A-III 6.2).

Here is a table of member states with their accession date:

STATE WTO PCT PLT Paris Convention EPC
South Africa 01/01/1995 16/03/2009 01/12/1947
Albania 08/09/2000 04/10/1995 17/05/2010 04/10/1995 01/03/2010
Algeria 08/03/2000 01/03/1966
Germany 01/01/1995 24/01/1978 01/05/2003 07/10/1977
Andorra 02/06/2004
Angola 23/11/1996 27/12/2007 27/12/2007
Antigua and Barbuda 01/01/1995 17/03/2000 17/03/2000
Saudi Arabia – Kingdom of 11/12/2005 03/08/2013 11/03/2004
Argentina 01/01/1995 10/02/1967
Armenia 05/02/2003 25/12/1991 25/12/1991
Australia 01/01/1995 31/03/1980 16/03/2009 10/10/2025
Austria 01/01/1995 23/04/1979 01/01/2009 01/05/1979
Azerbaijan 25/12/1995 25/12/1995
Bahamas 10/07/1973
Bahrain – Kingdom of 01/01/1995 18/03/2007 15/12/2005 29/10/1997
Bangladesh 01/01/1995 03/03/1991
Barbados 01/01/1995 12/03/1985 12/03/1985
Belarus 25/12/1991 25/12/1991
Belgium 01/01/1995 14/12/1981 07/07/1884 07/10/1977
Belize 01/01/1995 17/06/2000 17/06/2000
Benin 22/02/1996 26/02/1987 10/01/1967
Myanmar 01/01/1995
Bhutan 04/08/2000
Bolivia – Plurinational State of 12/09/1995 04/11/1993
Bosnia and Herzegovina 07/09/1996 09/05/2012 01/03/1992
Botswana 31/05/1995 30/10/2003 15/04/1998
Brazil 01/01/1995 09/04/1978 07/07/1884
Brunei Darussalam 01/01/1995 24/07/2012 17/02/2012
Bulgaria 01/12/1996 21/03/1984 13/06/2021 01/07/2002
Burkina Faso 03/06/1995 21/03/1989 19/11/1963
Burundi 23/07/1995 03/09/1977
Cambodia 13/10/2004 22/09/1998
Cameroon 13/12/2005 24/01/1978 10/05/1964
Canada 01/01/1995 02/01/1990 12/06/2025
Cabo Verde 23/07/2008
Chile 01/01/1995 02/06/2009 14/06/1991
China 11/12/2001 01/01/1994 19/03/1985
Cyprus 30/07/1995 01/04/1998 17/01/1966 01/04/1998
Colombia 30/04/1995 28/01/2001 06/09/1996
Comoros 03/04/2005 03/04/2005
Congo 27/03/1997 24/01/1978 02/09/1963
Korea – Republic of 01/01/1995 10/08/1984 04/05/1980
Costa Rica 01/01/1995 03/08/1999 31/10/1995
Côte d’Ivoire 01/01/1995 30/04/1991 23/10/1963
Croatia 30/11/2000 01/07/1998 28/04/2005 08/10/1991 01/01/2008
Cuba 01/01/1995 16/01/1996 17/11/2004
Denmark 01/01/1995 01/12/1978 28/04/2005 01/10/1984 01/01/1990
Djibouti 01/01/1995 13/05/2001
Dominica 01/01/1995 07/08/1999 07/08/1999
Egypt 01/01/1995 06/09/2003 01/07/1951
El Salvador 01/01/1995 17/08/2006 19/02/1994
United Arab Emirates 10/04/1996 10/03/1999 19/02/1996
Ecuador 21/01/1996 07/05/2001 22/06/1999
Spain 01/01/1995 16/11/1989 07/07/1884 01/10/1986
Estonia 13/11/1995 24/08/1994 28/04/2005 24/08/1994 01/07/2002
United States of America 01/01/1995 24/01/1978 30/05/1887
Former Yugoslav Republic of Macedonia 04/04/2003 10/08/1995 22/04/2010 08/09/1991 01/01/2009
Fiji 14/01/1996
Finland 01/01/1995 01/10/1980 06/03/2006 20/09/2021
France 01/01/1995 25/02/1978 05/01/2010 07/07/1884 01/10/1977
Gabon 01/01/1995 24/01/1978 29/02/1964
Gambia 23/10/1996 09/12/1997 21/01/1992
Georgia 14/06/2000 25/12/1991 25/12/1991
Ghana 01/01/1995 26/02/1997 28/09/1976
Greece 01/01/1995 09/10/1990 02/10/2024 01/10/1986
Grenada 22/02/1996 22/09/1998 22/09/1998
Guatemala 01/01/1995 14/10/2006 18/08/1998
Guinea 01/01/1995 27/05/1991 05/02/1982
Guinea-Bissau 01/01/1995 12/12/1997 28/06/1988
Equatorial Guinea 17/07/2001 26/06/1997
Guyana 01/01/1995 25/10/1994
Haiti 30/01/1996 01/07/1958
Honduras 01/01/1995 20/06/2006 04/02/1994
Hong Kong – China 01/01/1995
Hungary 01/01/1995 27/06/1980 12/03/2008 01/01/1979 01/01/2003
Solomon Islands 26/07/1996
India 01/01/1995 07/12/1998 07/12/1998
Indonesia 01/01/1995 05/09/1997 24/12/1950
Iran 04/10/2013 16/12/1959
Iraq 24/01/1976
Ireland 01/01/1995 01/08/1992 27/05/2012 04/12/2025 01/08/1992
Iceland 01/01/1995 23/03/1995 05/05/1962 01/11/2004
Israel 01/01/1995 01/06/1996 24/03/1950
Italy 01/01/1995 28/03/1985 07/07/1884 01/12/1978
Jamaica 01/01/1995 24/12/1999
Japan 01/01/1995 01/10/1978 15/07/1899
Jordan 11/04/2000 17/07/1972
Kazakhstan 25/12/1991 19/10/2011 25/12/1991
Kenya 01/01/1995 08/06/1994 14/06/1965
Kyrgyzstan 20/12/1998 25/12/1991 28/04/2005 25/12/1991
Kuwait 01/01/1995
Lesotho 31/05/1995 21/10/1985 28/09/1989
Latvia 10/02/1999 07/09/1993 12/06/2010 07/09/1993 01/07/2005
Lebanon 01/09/2024
Liberia 27/08/1994 27/08/1994
Libya 15/09/2005 28/09/1976
Liechtenstein 01/09/1995 18/12/2009 14/07/1933 01/04/1980
Lithuania 31/05/2001 08/07/1994 03/02/2012 22/05/1994 01/12/2004
Luxembourg 01/01/1995 30/04/1978 30/06/2022 07/10/1977
Macao – China 01/01/1995
Madagascar 17/11/1995 24/01/1978 21/12/1963
Malaysia 01/01/1995 16/08/2006 01/01/1989
Malawi 31/05/1995 24/01/1978 06/07/1964
Maldives 31/05/1995
Mali 31/05/1995 19/10/1984 01/03/1983
Malta 01/01/1995 01/03/2007 20/10/1967 01/03/2007
Morocco 01/01/1995 08/10/1999 30/07/2017
Mauritius 01/01/1995 24/09/1976
Mauritania 31/05/1995 13/04/1983 11/04/1965
Mexico 01/01/1995 01/01/1995 07/09/2003
Moldova 26/07/2001 25/12/1991 28/04/2005
Monaco 22/06/1979 29/04/1956 01/12/1991
Mongolia 29/01/1997 27/05/1991 21/04/1985
Montenegro 29/04/2012 03/06/2006 09/03/2012 03/06/2006
Mozambique 26/08/1995 18/05/2000 09/07/1998
Myanmar (Burma) 01/01/1995
Namibia 01/01/1995 01/01/2004 01/01/2004
Nepal 23/04/2004 22/06/2001
Nicaragua 03/09/1995 06/03/2003 03/07/1996
Niger 13/12/1996 21/03/1993 05/07/1964
Nigeria 01/01/1995 08/05/2005 28/04/2005 02/09/1963
Norway 01/01/1995 01/01/1980 01/07/1885 01/01/2008
New Zealand 01/01/1995 01/12/1992 29/07/1931
Oman 09/11/2000 26/10/2001 16/10/2007 14/07/1999
Uganda 01/01/1995 09/02/1995 14/06/1965
Uzbekistan 25/12/1991 19/07/2006 25/12/1991
Pakistan 01/01/1995 22/07/2004
Panama 06/09/1997 07/09/2012 19/10/1996
Papua New Guinea 09/06/1996 14/06/2003 15/05/1999
Paraguay 01/01/1995 28/05/1994
Netherlands 01/01/1995 10/07/1979 27/12/2010 07/07/1884 07/10/1977
Peru 01/01/1995 06/06/2009 11/04/1995
Philippines 01/01/1995 17/08/2001 27/09/1965
Poland 01/01/1995 25/12/1990 10/11/2019 01/03/2004
Portugal 01/01/1995 24/11/1992 07/07/1984 01/01/1992
Qatar 13/01/1996 03/08/2011 05/07/2000
Syrian Arab Republic 26/06/2003 01/09/2024
Central African Republic 31/05/1995 24/01/1978 19/11/1963
Democratic Republic of the Congo 01/01/1997 31/01/1975
Dominican Republic 09/03/1995 28/05/2007
Kyrgyz Republic 20/12/1998
Lao People’s Democratic Republic 02/02/2013 14/06/2006 08/10/1998
Democratic People’s Republic of Korea 08/07/1980 10/06/1980
Slovak Republic 01/01/1995 01/01/1993 01/01/1993
Czech Republic 01/01/1995 01/01/1993 01/07/2002
Romania 01/01/1995 23/07/1979 28/04/2005 06/10/2020 01/03/2003
United Kingdom 01/01/1995 24/01/1978 22/03/2006 07/07/1884 07/10/1977
Russia 22/08/2012 29/03/1978 12/08/2009 01/07/1965
Rwanda 22/05/1996 31/08/2011 01/03/1984
Saint Lucia 01/01/1995 30/08/1996 09/06/1995
Saint Kitts and Nevis 21/02/1996 27/10/2005 09/04/1995
San Marino 04/03/1960 01/07/2009
Holy See 29/09/1960
Saint Vincent and the Grenadines 01/01/1995 06/08/2002 29/08/1995
Samoa 10/05/2012 21/09/2013
Sao Tome and Principe 03/07/2008 12/05/1998
Senegal 01/01/1995 24/01/1978 21/12/1963
Serbia 01/02/1997 20/08/2010 27/04/1992 01/10/2010
Seychelles 07/11/2002 07/11/2002
Sierra Leone 23/07/1995 17/06/1997 17/06/1997
Singapore 01/01/1995 23/02/1995 23/02/1995
Slovakia 28/04/2005 01/07/2002
Slovenia 30/07/1995 01/03/1994 28/04/2005 25/06/1991 01/12/2002
Sudan 16/04/1984 16/04/1984
Sri Lanka 01/01/1995 26/02/1982 29/12/1952
Sweden 01/01/1995 17/05/1978 27/12/2007 01/07/1885 01/05/1978
Switzerland 01/01/1995 24/01/1978 01/07/2008 07/07/1884 07/10/1977
Suriname 01/01/1995 25/11/1975
Eswatini 01/01/1995 20/09/1994 12/05/1991
Tajikistan 02/03/2013 25/12/1991 25/12/1991
Chinese Taipei 01/01/2002
Tanzania 01/01/1995 14/09/1999 16/06/1963
Chad 19/10/1996 24/01/1978 19/11/1963
Thailand 01/01/1995 24/12/2009 02/08/2008
Togo 31/05/1995 24/01/1978 10/09/1967
Tonga 27/07/2007 14/06/2001
Trinidad and Tobago 01/03/1995 10/03/1994 01/08/1964
Tunisia 29/03/1995 10/12/2001 07/07/1884
Turkmenistan 25/12/1991 25/12/1991
Turkey 26/03/1995 01/01/1996 10/10/2025 01/11/2000
Ukraine 16/05/2008 25/12/1991 28/04/2005 25/12/1991
European Union 01/01/1995
Uruguay 01/01/1995 18/03/1967
Vanuatu 24/08/2012
Bolivarian Republic of Venezuela 01/01/1995 12/09/1995
Viet Nam 11/01/2007 10/03/1993 08/03/1969
Yemen 15/02/2007
Zambia 01/01/1995 15/11/2001 06/04/1965
Zimbabwe 05/03/1995 11/06/1997 18/04/1980

Same invention

A later application DU contains the same invention as the earlier application DA if (Guidelines F-VI 2.2 and G2/98) the person skilled in the art can, using common general knowledge, derive directly and unambiguously from the content of DA the subject-matter of DU.

The drawings of the earlier application DA may be used (A88(4) EPC and T169/83).

Elements mentioned in the reference to the prior art cannot be taken into consideration (Guidelines F-VI 2.2).

Finally, it is necessary that the content of DA be sufficiently disclosed and enable the carrying out of the invention (T843/03).

If the claim contains an allowable disclaimer, this has no impact on the validity of the priority (Guidelines F-VI 2.2).

12-month period from the first filing

General

It is only possible to claim the priority of an application within a period of 12 months from the first filing (A87(1) EPC).

If this period is not observed, it is possible to request restitutio in integrum (A122 EPC), but only within a period of 2 months from the expiry of the first period (R136(1) EPC, Guidelines A-III 6.6).

Genuine first filing

A first filing is a filing that has been (Guidelines F-VI 1.4):

  • for the first time,
  • filed in a State party to the Paris Convention (or, presumably but not certainly, a WTO member),
  • and relating to the same invention as a later application.

The principle is therefore as follows:

First filing for priority
First filing for priority

Only application EP1 may claim the priority of D1, and EP1 may not claim any other priorities.

Partial first filing

Decision G1/15 (which addressed the issue of poisonous divisionals) paves the way for new challenges that we will attempt to understand here.

Let us consider the following situation (T282/12):

  • a US application US1 claims a range of 5-33% and a US application US2 claims a range of 3-33%.
  • a European patent application is filed claiming priority from US2.
  • an intervening prior art (between the priority date of US2 and the European filing date) discloses the value of 17%.

Is the prior art citable?

In decision T282/12, the Board of Appeal held that the reasoning of G1/15 should apply, for consistency, to priority issues: the priority application US2 is the first application only for the part of the invention that is not the same as that of the earlier application US1.

The Board therefore concluded that for the range 5-33%, US2 is not the first application, and the patent is not entitled to priority, whereas for the range 3-<5%, US2 is indeed the first application and the patent is entitled to priority.

First application fiction

Principle

By way of fiction, it is possible to consider a later application as the « first application » (Guidelines F-VI 1.4.1).

To do so, the conditions of Article 87(4) EPC must be met:

  • The later application must:
    • have the same subject-matter as the earlier application (the actual first application under normal circumstances);
    • have been filed in or for the same State as the earlier application (or, presumably but without certainty, a WTO member),
  • The earlier application must, at the date of filing of the later application,
    • have been withdrawn, abandoned or refused,
    • without having been made available for public inspection,
    • without leaving any rights outstanding,
    • and must not yet have been used as the basis for claiming priority.

The earlier application can then no longer serve as the basis for claiming priority.

First application fiction for priority
First application fiction for priority

In this example, at the date of filing of D2, no rights remain for application D1, and D1 has not served as the basis for any other priority claim.

Not withdrawn, abandoned or refused

It may happen that the earlier application has not, at the date of filing of the later application, been withdrawn, abandoned or refused (Guidelines F-VI 1.4.1).

In such a case, the priority claim for the later application is not valid.

Having been made available for public inspection

Such public inspection may include, in particular:

  • publication under Article 93(1) EPC;
  • file inspection under Article 128(1) EPC where the applicant has authorized a third party to inspect the file;
  • file inspection under Article 128(2) EPC if the applicant has relied on their European patent application against a third party.
Allowing rights to remain

It is not entirely clear « which rights » are covered by this expression.

One may think of rights that allow a subsequent application to benefit from the filing date of a later application (other than priority) (Guidelines F-VI 1.4.1):

  • U.S. « continuation » or « continuation-in-part » applications;
  • divisional applications;
  • etc.

In case of doubt, and if the priority claim is important, the EPO may invite the applicant to prove that the earlier application did not allow any rights to remain (Guidelines F-VI 1.4.1).

"subsister un droit"
« Allowing a right to remain »

In the case presented, application D1 is a first filing for A, B, and C, whereas D2 is a first filing for D.

Note that EP1 will constitute A54(2) EPC prior art for EP2 due to publication (for A and B).

U.S. "continuation-in-part" case
U.S. « continuation-in-part » case

Indeed, in the case of a « continuation-in-part, » the elements common to the earlier application benefit from its filing date.

Earlier application outside the Paris Convention/WTO

If the earlier application is filed outside the Paris Convention/WTO, the earlier application will not be considered a first filing (as it will not have given rise to a priority right, which would be contrary to the spirit of the Paris Convention) and will therefore not prejudice a priority claim of a subsequent application in a Paris Convention/WTO country.

Earlier application filed in East Timor
Earlier application filed in East Timor
Earlier application outside the Paris Convention but in a WTO member territory

We may wonder what happens if:

  • the earlier application is filed outside the Paris Convention but in a WTO member territory;
  • the earlier application is withdrawn without having allowed any rights to remain; and
  • a subsequent application is filed in the same territory.

Intuitively, we would assume that the subsequent application may be considered a first filing under A87(4) EPC.

Formally, this is not certain because the wording of the article states « filed in or for the same State » (State referring to Paris Convention States, as WTO members are not necessarily States, such as Taiwan).

Personally, I do not believe this poses a problem (i.e., the subsequent application may be considered a first filing) because the fact that A87(4) EPC only mentions « States » (and not « a member of the World Trade Organization » as A87(1) EPC does) appears to be an oversight by the legislator when amending the article. Moreover, A87(5) EPC, which refers to A87(4) EPC, does indeed mention WTO members.

Not having served as basis for a priority claim

The mere fact that an application has claimed the priority of the earlier application (even if no publication takes place) definitively establishes that the earlier application is a first application.

Priority claim from an earlier application
Priority claim from an earlier application
Same applicant

If the applicant is not the same in the application (A87(4) EPC), some rather surprising situations may arise.

In case of different applicants
In case of different applicants

This situation is only possible if there has been no assignment of the priority right from Z to W (T788/05).

Exhaustion of the priority right

Despite case law (T998/99) that prohibited claiming multiple priorities from filings relating to the same subject-matter in the same country and filed within a 12-month period, it now appears that this is possible (T15/01 and T5/05).

Multiple priority claims

It is entirely possible to claim priorities from applications relating to different subject-matter. Each subject-matter will then have a different date (A88(2) EPC).

Formal requirements to be respected

See the article on filing requirements.

Translation of the priority document

Principle

At the time of filing and when claiming a new priority, it is not necessary to translate the priority application.

However, during the examination or in the course of an opposition (exceptional case « Notice from the European Patent Office, dated 28 January 2013, concerning amended Rule 53(3) EPC« , OJ 2013, 150), it may happen that such a translation is requested: if the validity of the priority claim is relevant to establish whether the invention is patentable (i.e., if relevant intervening prior art is found by the Examiner), then a translation will have to be provided in one of the official languages after notification by the EPO and within a set time limit (R53(3) EPC).

This set time limit is (« Notice from the European Patent Office, dated 28 January 2013, concerning amended Rule 53(3) EPC« , OJ 2013, 150):

  • in the case of a European application:
    • aligned with the time limit for filing the request for examination (R70(1) EPC) or with the time limit for confirming examination (R70(2) EPC), depending on the circumstances, if the validity of the priority claim becomes relevant when the European search report is completed.
    • set by the examining division if the validity of the priority claim becomes relevant during the examination procedure.
  • in the case of a Euro-PCT application:
    • set by the examining division (if the EPO acted as ISA or SISA).
  • in the case of a European patent:
    • set by the opposition division if the validity of the priority claim becomes relevant during the opposition procedure.

A121 EPC applies to this time limit for the applicant, whereas A122 EPC applies to the proprietor.

Statement of complete translation

It is also possible to provide a statement indicating that the European application is a complete translation of the priority document (R53(3) EPC, second sentence).

This statement may be made in the request for grant form (Guidelines A-III 6.8.6).

Sanction

If no translation is submitted within the time limits, the intervening documents will be considered citable (i.e., loss of the right of priority, A90(5) EPC and R53(3) EPC, last sentence).

Miscellaneous

Date of a claim

Principle

The date of each claim is assessed independently of the others.

If an EP application filed at t1 claims subject-matter A and the priority application filed at t0 contains subject-matter A, then claim A has an effective date of t0 (A89 EPC).

A and B

If an EP application filed at t2 claims subject-matter « A and B » and this application claims two priorities (A at t0 and B at t1), then the claim « A and B » has an effective date of t2 (filing date of the EP application).

This principle will admit an exception if the priority filed at t1 explicitly refers to the priority filed at t0 by indicating that the features of the two documents may be combined in a particular manner (Guidelines F-VI 1.5).

A or B

The use of the word « or » is actually an indication that the claim must be analyzed as two claims.

If an EP filing made at t2 claims a subject-matter « A or B » and this filing claims two priorities (A at t0 and B at t1), then the claim « A or B » has two effective dates:

  • t1 for B;
  • t0 for A.

A and/or B

A claim « A and/or B » contains 3 subject-matters: « A », « B » and « A and B ».

Designation of the State of the priority application

It is entirely possible to designate in the European patent application the State in which the priority application was filed (i.e., internal priority).

This is not provided for by the Paris Convention, but it is under the EPC (A87(1) EPC).

This is also possible in the PCT depending on the applicable national provisions for that State (A8.2.b PCT).

Withdrawal of a priority after publication

The withdrawal of a priority after the publication of an application does not alter its status as prior art or not under A54(3) EPC (Guidelines G-IV 5.1).

This can lead to rather « surprising » situations, as shown in the following diagram:

Mutual anticipation under A54(3) EPC
Mutual anticipation under A54(3) EPC

Thus, neither of the two EP applications EP1 and EP2 is novel: they mutually anticipate each other under A54(3) EPC.

Claiming an invalid priority

Claiming a priority does not protect against the prior art status of that priority application.

In the following situation, the priority application EP1 is citable as prior art under A54(3) EPC against subject-matter A claimed by EP2 because the priority is not valid.

A priority may be a document under A54(3) EPC
A priority may be a document under A54(3) EPC

Possible options to avoid such an issue are:

Partial priority

It is entirely possible for a claim to benefit from several distinct priority dates for different subject-matter (T571/10).

This most frequently occurs when a claim sets forth an alternative, one branch of the alternative being supported by the priority while the other is not (or is supported by another priority).

Nevertheless, it is not necessary for the alternatives to be explicitly stated as such in the application, or for the term « or » to be actually used (T571/10): it is sufficient to be able to conceptually identify, by comparing the claimed subject-matter with the disclosure of the priority document, a limited number of clearly defined alternative subject-matter.

The Enlarged Board of Appeal explains in point 6.4 of decision G1/15 how to determine whether a partial priority is valid for a generic « OR »-type claim:

  1. determine the subject-matter disclosed in the priority application that is relevant with respect to the prior art disclosed during the priority period,
  2. examine whether this subject-matter is encompassed by the claim of the application claiming priority.

If this is the case, the claim is conceptually divided into two parts, the first corresponding to the invention disclosed directly and unambiguously in the priority document, the second being the remaining part of the « OR »-type claim, which does not benefit from the priority but in itself gives rise to a right of priority under A88(3) EPC.

This approach was followed in decisions T260/14 and T1519/15.

Happy reading, and feel free to contact me with any questions!

Une réponse à “Priority”

  1. Il serait intéressant de mentionner le cas particulier pour la France de l’article L614-14, qui empêche de céder indépendamment l’un de l’autre le droit de priorité pour le dépôt d’une demande EP et la demande FR ou le brevet FR.

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